Treeview Capital Management  LLC
Privacy Policy

Effective: April 4, 2025

Our Commitment to You

Treeview Capital Management LLC (“Treeview Capital”) is dedicated to safeguarding your personal information as your Investment Advisor. We prioritize the security and confidentiality of the personal information we collect and ensure it is used solely for proper business purposes related to the management or servicing of your account. Your trust is our most valuable asset, and we are committed to maintaining that trust by protecting your private information.

We do not sell your personal information to anyone. Treeview Capital only shares your information for discrete and legitimate business purposes in connection with the servicing and management of your account, as outlined below.

The Information We Collect About You

When you become our Client, you typically provide personal information through the required online paperwork. This information may include:

  • Name and address
  • E-mail address
  • Phone number

Additionally, we may collect nonpublic information about you from the following sources:

  • Information we receive on Brokerage Agreements
  • Information received during the establishment of a customer relationship, including applications, forms, and questionnaires
  • Information about your transactions with us or others

Information About You That Treeview Capital Shares

Treeview Capital is committed to providing products and services that benefit our clients. We may share nonpublic personal information with non-affiliated third parties (such as brokers and custodians) as necessary to provide agreed services and products to you, in accordance with applicable law. We may also disclose nonpublic personal information to other financial institutions with whom we have joint business arrangements for legitimate business purposes related to the management or servicing of your account. Additionally, your nonpublic personal information may be disclosed to you, persons we believe to be your authorized agent or representative, regulators to satisfy Treeview Capital’s regulatory obligations, and as otherwise required or permitted by law. Lastly, we may disclose your nonpublic personal information to companies we hire to help administer our business. These companies are contractually obligated to maintain strict confidentiality and are not allowed to use your nonpublic personal information for their own purposes. We limit their use of your nonpublic personal information to the performance of the specific service we have requested.

To repeat, we do not sell your personal information to anyone.

Information About Former Clients

Treeview Capital does not disclose, and does not intend to disclose, nonpublic personal information to non-affiliated third parties regarding individuals who are no longer our clients.

Confidentiality and Security

Our employees are trained to respect the confidentiality of our customers' nonpublic personal information. We maintain physical, procedural, and electronic safeguards to protect your information from unauthorized access.

We Will Keep You Informed

We will send you notice of our privacy policy annually for as long as you maintain an ongoing relationship with us. Periodically, we may revise our privacy policy and will provide you with a revised policy if the changes materially alter the previous privacy policy. We will not revise our privacy policy to permit the sharing of nonpublic personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing. You may obtain a copy of our current privacy policy by contacting us at Support@Treeview.Capital or by visiting this web page.